| 日期： | 2023 年 12 月 31 日 |
| DATE: | December 31, 2023 |
| 致： | 全体董事、管理人员、员工和合作伙伴 |
| TO: | Directors, Officers, Employees, and Partners |
| 自： | 王博钊，365wm完美体育官网app董事长 |
| 朱璟辉，365wm完美体育官网app CEO |
| FROM: | Bozhao Wang，Chairman of Gowin Semiconductor Corporation |
| Jason (Jinghui) Zhu，CEO of Gowin Semiconductor Corporation |
| 主题： | 2023 - 2024 年度关于贸易管制合规的管理层承诺声明 |
| SUBJECT: | 2023 - 2024 Trade Control Compliance Management Commitment Statement |
365wm完美体育官网app（以下简称“365wm完美体育官网入口”）坚持在合规的前提下开展业务，尤其重视公司国际化经营过程中面临的合规要求。365wm完美体育官网入口持续关注中国、美国、欧盟、联合国等世界主要国家、地区、国际组织关于出口管制和经济制裁（以下简称“贸易管制”）的法律法规和政策动向，根据贸易管制合规要求开展业务，持续完善公司合规管理体系。
Gowin Semiconductor Corporation (hereinafter referred to as "Gowin") is firmly committed to maintaining business operations within the bounds of compliance. We place significant emphasis on understanding and adhering to the compliance requirements that arise during our international operations. Continuously monitoring the legal, regulatory, and policy developments related to export control and economic sanctions (hereinafter referred to as "Trade Control"), from jurisdictions and entities such as China, the United States, the European Union, the United Nations, and other key countries and organizations, Gowin ensures its business activities align with the standards of Trade Control compliance. Moreover, we consistently enhance our company's compliance management system to reflect these standards.
365wm完美体育官网入口承诺不会从事违反可适用的贸易管制合规要求的行为，并要求公司所有员工、管理层、授权代表按照365wm完美体育官网入口制定的贸易管制合规政策、合规指引、合规手册等要求开展业务。未经公司决策且取得必需的许可，任何主体不得违规将受到贸易管制的产品提供给受限制的国家或主体，不得违规将受到贸易管制的产品用于受限制或被禁止的用途。
Gowin commits to adhering strictly to the prevailing Trade Control Compliance Requirements. We mandate that all our employees, management, and authorized representatives uphold the standards set out in Gowin’s Trade Control Compliance Policies, Guidelines and Manuals. It No entity shall unlawfully supply products subject to trade control to restricted countries or entities, or utilizes such products for prohibited or constrained purposed, unless they have secured the requisite licenses and obtained approvals from the Company.
365wm完美体育官网入口不断强化对所有合作伙伴的合规管理，将可适用的合规要求及时传递给合作伙伴，努力与合作伙伴达成贸易合规共识，共同维系公司业务稳定性。
Gowin consistently fortifies the compliance oversight of all its partners, promptly communicates relevant compliance stipulations to them, and actively seeks alignment on trade compliance matters. This collaborative approach ensures the sustained stability of the Company's operations.
为有效落实贸易管制合规管理，公司成立合规委员会负责贸易管制合规工作，要求各部门在业务环节关键节点开展合规尽职调查、贸易制裁扫描、产品受管制判断、贸易管制合规评审，复核关键合规事项，并为贸易合规工作匹配充足的资源。
To robustly execute trade control compliance management, the Company has established a Compliance Committee dedicated to overseeing trade control compliance activities. This committee mandates each department to undertake compliance due diligence, trade sanction assessments, evaluations of controlled products, trade control compliance reviews, and scrutiny of pivotal compliance issues at crucial junctures in the business process. Furthermore, appropriate resources are allocated to ensure the thoroughness of trade compliance endeavors.
365wm完美体育官网入口声明，公司鼓励合规、惩戒违规，任何员工、合作伙伴、第三方主体如怀疑或发现潜在违规行为的，均可向365wm完美体育官网入口投诉或举报违规线索。对于查证属实的违规行为，365wm完美体育官网入口将严格处罚直接责任人和负有管理职责的人员，并解除与严重违规者的劳动关系。
Gowin emphasizes its commitment to upholding compliance and taking strict actions against violations. Any employee, partner or third-party individual who has suspicions or uncovers a possible infraction is urged to report such concerns to Gowin. In instances where violations are validated, Gowin will take stringent measures against both those directly accountable and those in supervisory roles. For severe breaches, the company will sever its employment relationship with the violators.
若可适用的贸易管制法律法规发生变化的，365wm完美体育官网入口将及时修订、更新本声明内容。
Should there be any amendments to the relevant trade control laws and regulations, Gowin will promptly review and update the provisions of this statement as necessary.
Bozhao Wang
Chairman of Gowin Semiconductor Corporation
王博钊
365wm完美体育官网app董事长
Jason (Jinghui) Zhu
CEO of Gowin Semiconductor Corporation
朱璟辉
365wm完美体育官网appCEO
合规举报途径
Compliance Reporting Contact
您可以联系以下贸易合规主要联络人向365wm完美体育官网入口进行合规举报(匿名实名均可)。
You can make compliance reports(both anonymous and named reports are accepted) to Gowin by contacting the following contacts.
合规举报专用邮箱/ Compliance Reporting Email: complianceaudit@gowinsemi.com
合规举报专用电话/ Compliance Reporting Telephone: 020-31603084